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Disclosures Notice
Dear Client,
Interactive Brokers LLC, your clearing and executing broker, is required by its regulators to periodically provide you with a Customer Relationship Summary Disclosure (Form CRS), which is intended to inform you about:
The services the firm offers.
The fees, costs, conflicts of interest, and required standard of conduct associated with those services.
Disclosures by the firm and its financial professionals.
How to obtain additional information about the firm.
It is important to note that our Form CRS only describes the services provided by Interactive Brokers LLC. It does not describe any services, fees, conflicts, or standards of conduct provided by any intermediary that you engage, such as an investment advisor or introducing broker.
Please use the link below to access and review the Interactive Brokers Form CRS:
Interactive Brokers' Form CRS Customer Relationship Summary (Link: Check your own IBKR account)
Sincerely,
Interactive Brokers LLC
Dear Client,
Interactive Brokers LLC, your clearing and executing broker, is required by its regulators to periodically provide you with a Customer Relationship Summary Disclosure (Form CRS), which is intended to inform you about:
The services the firm offers.
The fees, costs, conflicts of interest, and required standard of conduct associated with those services.
Disclosures by the firm and its financial professionals.
How to obtain additional information about the firm.
It is important to note that our Form CRS only describes the services provided by Interactive Brokers LLC. It does not describe any services, fees, conflicts, or standards of conduct provided by any intermediary that you engage, such as an investment advisor or introducing broker.
Please use the link below to access and review the Interactive Brokers Form CRS:
Interactive Brokers' Form CRS Customer Relationship Summary (Link: Check your own IBKR account)
Sincerely,
Interactive Brokers LLC
The link leads to a Customer relationship summary document and upon some further exploration, I came across this:
https://www.investor.gov/home/welcome-investor-gov-crs
If you type Interactive Broker, can check a list of past disciplinary actions taken against this broker. There is even a complete list of conflict-of-interest events: https://files.brokercheck.finra.org/firm/firm_36418.pdf (for IBKR)
Vigilant investors will find this document interesting. Good that they have this sort of service, developed nations indeed have better regulatory oversights.
This post has been edited by TOS: Jul 30 2020, 10:48 PM
Jul 30 2020, 10:47 PM
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