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 qualifications to become a stock broker?

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TSsochaichiew
post Nov 17 2008, 01:52 AM, updated 18y ago

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guys, fresh graduate here..

I'd like to know what are the qualifications to be a legitimate stock broker?
TSsochaichiew
post Nov 17 2008, 04:51 PM

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QUOTE(aurora97 @ Nov 17 2008, 12:28 PM)
read the licensing handbook 2

u can find it in the Securities commission web site.

find > dealing in securities> capital market services representative...

For examination...

go to SC sub web site which is the SIDC web page ...

u will find the requisite modules to take.
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http://www.sidc.com.my/programme/licensing...dule-combo.html

dun really get it.

according to page above, local participant needs to take the exams such that he is eligible to enter the market? rclxub.gif

how about cfp or cfa such qualifications ? not relevant ?
TSsochaichiew
post Nov 18 2008, 12:23 PM

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Im confused.

the SC exams is the license to work, whereas CFA is to advance beyond bachelor level?

I rmb someone told me that it's better work to on CFA or similar designation first, though.
TSsochaichiew
post Dec 4 2008, 04:01 AM

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are cfa and mba mutually exclusive?

 

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